top of page
Subscribe for notifications

Thanks for subscribing

Graduate Programme x5 at Coronation for unemployed graduates ( Finance, Economics, Law, Business, Accounting, Risk, Data Analytics)

Graduate Compliance/Operations Analyst x5

Details

Graduate Compliance/Operations Analyst x5 (COR250903-1) - 2018 Logo

Closing Date 2025/10/31

Reference Number COR250903-1

Job Title Graduate Compliance/Operations Analyst x5

Job Type Classification Intern

Location - Country South Africa

Location - Province Other

Location - Town / City Johannesburg or Cape Town


Job Description

This entry-level role supports the Compliance, Risk functions and Operations in a JSE-regulated stockbroking environment, spanning equities, fixed income, and derivative products. The role offers structed exposure to regulatory compliance, trade surveillance, and operational risk management across multiple asset classes, preparing the graduate for a career in compliance, risk, or front-office support functions.You will work closely with the Risk and Compliance Officer, Operations and front Office teams to help ensure adherence to regulatory frameworks (JSE Rules, FSCA requirements, FICA, POPIA, and international standards where applicable.


Duties and Responsibilities

Trade Surveillance & Regulatory Monitoring

Monitor trade activity across equities, fixed income, and derivatives for anomalies, breaches, or suspicious transactions.

Support daily CAPAD trading limit checks and generate compliance alerts for review.

Assist in investigating exceptions or irregularities in trade flows and escalate where required.

Help maintain accurate logs for compliance reviews and regulatory reporting.

Regulatory Reporting & Correspondence

Support the preparation and submission of regulatory returns (e.g., JSE, FSCA, SARB).

Assist with responses to compliance queries, audits, and inspections.

Track and communicate regulatory changes affecting equities, fixed income, and derivatives markets.

Client & Stakeholder Support

Help verify and document KYC/FICA compliance during client onboarding.

Assist with broker-dealer and clearing member compliance checks.

Support the design and rollout of automated compliance checks and dashboards.

Support periodic reviews of client risk profiles and data integrity.

Liaise with Front Office, Operations, Settlements, and Technology teams to resolve compliance queries.

Assist in preparing compliance training materials for internal teams.


Ideal Experience

No experience required as this is a graduate role.


Ideal Qualifications

Bachelor’s degree in finance, Economics, Law, Business, Accounting, Risk, or Data Analytics.

Willingness to write JSE Compliance Officer Exams, SAIFM Introduction to Financial Markets, SAIFM Regulation and Ethics, Bonds Market and Derivatives Market

Basic knowledge of equity, fixed income, and derivative instruments (shares, ETFs, bonds, interest rate swaps, FRAs, futures, options)

Familiarity with compliance and risk principes such as market abuse surveillance, insider trading rules, and reporting standards.

Most Important Attribute


Systems Knowledge

Proficiency in MS Excel; exposure to data tools (Power BI, SQL, Python, Bloomberg) is an advantage.



bottom of page